Alison Stokes, CRCM

Enterprise Compliance & Fintech Risk Leader
(619) 807-0478

Qualifications

All services
All services
Compliance, Fraud, and Risk Management

Compliance, Fraud, and Risk Management

About Me

Enterprise Compliance & Fintech Risk Leader

I am a compliance executive with more than 15 years of experience leading enterprise compliance programs across banking, fintech, and financial technology platforms.


My career has focused on building and scaling Compliance Management Systems (CMS), advising product and technology teams on regulatory risk, and guiding organizations through complex federal and state regulatory examinations.


Currently serving as Director of Compliance Operations for North America at Experian, I lead programs responsible for regulatory examinations, compliance testing, policy governance, and enterprise compliance operations. My teams support critical oversight functions across financial services, consumer data products, and fintech partnerships.


I am passionate about helping organizations design compliance programs that enable innovation while protecting consumers and maintaining strong regulatory alignment.

Professional Engagement & Community Involvement

I am actively involved in community and professional growth initiatives, participating in the American Board Leadership Institute and mentoring others through Micromentor.org. My professional affiliations include:






With a track record of success in navigating complex regulatory landscapes and leading high-performing teams, I am committed to continuous learning and growth. I take pride in my contributions to my industry and community and strive to inspire those around me to do the same. Thank you for visiting my website, and I look forward to connecting with you.









Contact Me


Email [email protected], call (619) 807-0478, or send a message to me at LinkedIn to contact me.


Testimonials

TA

Alison, Thank you for your very thoughtful note accompanying the "Moments that Matter" award you sent last week. As someone who has benefitted greatly from your mentorship, I truly appreciate your kindness and encouragement. Thank you very much!

Thomas A., Esquire and Mentoree
May 9, 2022
DC

Alison, Thank you very much for your support with the OCC FHA Testing Focus Review 2020-52 and for making the file review request a top priority! I truly appreciate your oversight of the thorough, detailed review performed by your team of the 62 files, notes and system data and summarizing your questions and comments for discussion. This was a large undertaking and your knowledge, subject matter expertise and commitment is truly valued! During the soft-close meeting with the OCC on 9/17/20 the OCC stated that we "did not treat Hispanics differently and met FHA requirements. Our processes are consistent and they did not see variances in our processing." The exit meeting and Supervisory Letter are forthcoming. Thank you again for all of your efforts and dedication, as well as your amazing partnership!


Diana C., Regulatory Business Control Group Mgr.
Apr 28, 2022
CK

Thank you Alison for you and your team always being so helpful to myself and the rest of the CLBT Helpdesk team and getting all of our ''My Access" requests that require RBCM approval reviewed and approved in a timely manner. Much appreciated :). It always wonderful working with you!

Candice K., Sr. Business Technology Analyst
Apr 28, 2022

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