About Me

Current Role

Welcome to my website. I am proud to be the Senior Vice President of Compliance, Risk and Controls at MUFG Union Bank, N.A. With over 180,000 employees and 2,700 offices across more than 50 markets, I lead a team of Compliance, Risk and Control professionals responsible for ensuring the bank's adherence to all regulatory requirements and internal policies. I work closely with all levels of the organization, proving strategic direction and expert guidance to C-Suite executives in driving continuous improvement across all compliance and risk areas.  

Beyond my daily responsibilities, I am passionate about giving back to my community and helping others succeed. I am an active member of the African American Board Leadership Institute, and I support small business owners by providing mentorship through Micromentor.org. I am also proud to be an active member at the following organizations: 

With a track record of success in navigating complex regulatory landscapes and leading high-performing teams, I am committed to continuous learning and growth. I take pride in my contributions to my industry and community and strive to inspire those around me to do the same. Thank you for visiting my website, and I look forward to connecting with you.

My Experience

I am an analytical, results-driven compliance and risk management executive with 15+ years of leadership experience in strategy, designing and implementing robust compliance policies, controls, and processes as well as cutting-edge risk analysis platforms to minimize risk and optimize compliance performance for financial services leaders such as MUFG Union Bank and JPMorgan Chase.

I have proven success in the end-to-end development and execution of enterprise-wide risk and compliance programs as well as key business and technology initiatives related to risk and compliance in the consumer lending space, supplemented by extensive experience in building high-performing compliance teams and collaborating with C-level leadership on risk governance and strategy.

If you'd like to know more about me, I encourage you to contact me or check my LinkedIn Profile to see the specifics of my career.

When I'm Not Working

I live in sunny San Diego, CA. I love spending time with my family and my miniature poodle. I lived in Hawaii growing up, so I love doing anything outside and near water. 

If you are at this area of my site, you probably want to know more about me. I'm eager to chat with you; you can reach me via the 'Get in Touch' section below.


Alison, Thank you for your very thoughtful note accompanying the "Moments that Matter" award you sent last week. As someone who has benefitted greatly from your mentorship, I truly appreciate ...

Thomas A., Esquire and Mentoree

Alison, Thank you very much for your support with the OCC FHA Testing Focus Review 2020-52 and for making the file review request a top priority! I truly appreciate your oversight of the ...

Diana C., Regulatory Business Control Group Mgr.

Thank you Alison for you and your team always being so helpful to myself and the rest of the CLBT Helpdesk team and getting all of our ''My Access" requests that require RBCM approval reviewed ...

Candice K., Sr. Business Technology Analyst

Get In Touch

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