Alison Stokes
Risk & Compliance Executive, CRCM
Qualifications
Compliance and Risk Management Background
About Me
Current Role
Welcome to my website. I am proud to be the Senior Vice President of Compliance at MUFG Union Bank, N.A. With over 180,000 employees and 2,700 offices across more than 50 markets, I lead a team of Compliance and Risk professionals responsible for ensuring the bank's adherence to all regulatory requirements and internal policies. I work closely with all levels of the organization, proving strategic direction and expert guidance to C-Suite executives in driving continuous improvement across all compliance and risk areas.
Beyond my daily responsibilities, I am passionate about giving back to my community and helping others succeed. I am an active member of the African American Board Leadership Institute, and I support small business owners by providing mentorship through Micromentor.org. I am also proud to be an active member at the following organizations:
With a track record of success in navigating complex regulatory landscapes and leading high-performing teams, I am committed to continuous learning and growth. I take pride in my contributions to my industry and community and strive to inspire those around me to do the same. Thank you for visiting my website, and I look forward to connecting with you.
My Experience
I am an analytical, results-driven compliance and risk management executive with 15+ years of leadership experience in strategy, designing and implementing robust compliance policies, controls, and processes as well as cutting-edge risk analysis platforms to minimize risk and optimize compliance performance for financial services leaders such as MUFG Union Bank and JPMorgan Chase.
I have proven success in the end-to-end development and execution of enterprise-wide risk and compliance programs as well as key business and technology initiatives related to risk and compliance in the consumer lending space, supplemented by extensive experience in building high-performing compliance teams and collaborating with C-level leadership on risk governance and strategy.
If you'd like to know more about me, I encourage you to contact me or check my LinkedIn Profile to see the specifics of my career.
When I'm Not Working
I live in sunny San Diego, CA. I love spending time with my family and my miniature poodle. I lived in Hawaii growing up, so I love doing anything outside and near water.
If you are at this area of my site, you probably want to know more about me. I'm eager to chat with you; you can reach me via the 'Get in Touch' section below.
Testimonials
Get In Touch
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